Capital markets have endured a slew of rogues and scandals over the past few years. Unprepared investment dealers can suffer tremendous damage from financial crime and even face extinction if they do not have defences in place.
To protect themselves, investment dealers around the world must manage the increased risk of securities fraud and adhere to AML and ATF compliance.
Given recent actions by banking regulators and the judiciary, anti-corruption defences now receive increased scrutiny.
The FCT (Capital Markets) program provides in-depth training to investment dealer staff on recognising and defending against financial crime vulnerabilities. By placing critical information into the hands of the front- and back-office, a capital markets business can bolster its defences against money laundering, terrorist financing, financial fraud and corruption.
Seminars for this program are lead by professional instructors who have extensive capital markets experience.
The FCT (Capital Markets) program can be implemented with the following components:
- Digital textbook
- Computer-based training (customisable and SCORM-compliant)
- Multiple languages
This learning program is eligible for continuous professional development (CPD) credits from the International Compliance Association.
ICA Members can claim 12 CPD points after completing this course.
This training is eligible for CFCS credits from the Association of Certified Financial Crime Specialists.
ACFCS Members can claim 12 CFCS credits after completing this course.